An Overview of Northwest Quadrant Wealth Management

Northwest Quadrant Wealth Management is a Registered Investment Advisor (RIA) currently with offices in Bend, Portland, Eugene and John Day Oregon. We are a standalone RIA that also maintains a Broker/Dealer relationship with LPL as a platform to transition assets to independent fee based management and hold those clients assets that do not fit the RIA model (529 and VA’s).

Our organization was formed almost 53 years ago and has developed a solid foundation of growth, systematic processes and marketing to help the independent advisor focus on clients and their needs.

Our Vision

Our firm is different. Human beings are our focus. We are not aggressive asset gatherers, but strive to uphold the values of candor, integrity, trust, fair dealing and customer service.

When we are advising clients, or recommending investments, we believe it should be consistent with what the client would do if they knew everything about investing. That is the ultimate test. This assures that we don’t have other things in mind when recommending investments.

Our Mission & Values

Build wealth for clients through a financial plan which makes the portfolio the servant of the plan and reduces inappropriate emotional decisions

OUR CORE VALUES

Golden Rule: Do unto others what you would want done unto you.
Relationships: A passion for people.
We Own What Our Clients Own: Eat our own cooking.
Our Word is Our Bond: Tell the truth.

If you are currently in a captive environment, a solo practice, or you are within 1-3 years of wanting to retire and

You want to realize a higher value for your book of business.  ♦  You’d like to ensure that your clients are transitioned and cared for after you retire.  ♦  You want to make an immediate or slower transition from the business and want to make sure there is support and infrastructure to assist in that transition.  ♦  Or you want to focus on your clients instead of running a business and managing employees.

Northwest Quadrant Wealth Management may be the place for you.

Our Value Proposition

  • We have experience in helping those wanting to retire realize the value of their business, transition your clients and retire.
  • We have systems in place that allow for consistent and professional care of your clients.
  • We can develop and implement a personalized plan that will allow you to retire quickly or over a number of years. This includes ongoing compensation for your work and a purchase of your book at the time of retirement.
  • We have a solid fiscal base and systems in place that allow us to grow the business and quickly assimilate new clients and maintain a high level of customer service.
  • The managing partners of the firm (Tyler and Troy) will manage the business taking care of compliance, staffing, office space, and investment management.
  • Together we will develop a client transition plan so that the clients become clients of the firm rather than just one advisor to ensure they can be transitioned successfully.

  • Prior to retirement you will remain an independent contractor of the firm. Your transitioning book of business will be distinctly tracked for purposes of compensation and sale valuation. The clients remain yours and you own them.
  • Your book of business will be branded as part of Northwest Quadrant Wealth Management. Northwest Quadrant Wealth Management takes an override on your gross commissions (GDC). This override covers your branding expense, compliance oversight, administrative, transition and marketing support and all other costs of doing business (office, phone, email and administrative support).
  • We will include you on our website, you will have access to our portfolio models and we will provide you mentoring on making your business more profitable by transiting your book to the RIA model.
  • We may be able to help you with monetary transition assistance. 

We encourage you to:

To the extent possible, convert your book to the fee-based RIA model and brand yourself as part of Northwest Quadrant Wealth Management.

Use our investment process and models.

Utilize our systems and procedures in working with clients.

Adhere to the Northwest Quadrant Wealth Management Code of Ethics.

AT NORTHWEST QUADRANT WEALTH MANAGEMENT HELPING YOU PURSUE YOUR DREAMS

Legal Notice

Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Northwest Quadrant Wealth Management, a registered investment advisor and separate entity from LPL Financial.

The LPL Financial registered representatives associated with this page may only discuss and/or transact business with residents of the following states: AK, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, NH, NM, NV, NY, NC, OR, SD, TX, UT, VA and WA; and investment advisory licensed in AZ, CA, CT, ID, IL, IN, MT, NV, OR, VA and WA; and insurance licensed in AK, CA, OR and WA.

A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state’s broker/dealer, investment advisor or BD agent or IA rep requirements; and follow up, individualized responses to consumers in a particular state by broker/dealer investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, shall not be made without first complying with the state’s broker/dealer, investment advisor, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker/dealer, investment advisor BD agent or IA rep, please do not hesitate to contact your state securities law administrator. Please check us on FINRA Broker Dealer check.

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